IT Policy and Risk Management
Policy and Risk Management are paramount to achieving overall Security
IT Policy Controls Audit
Topgallant Partners conducts an analysis of the following security control domains. These domains are covered in commercial guidance and regulatory guidance, as well as best practices:
Risk Assessment, Analysis and Management
IT controls result from an effective, risk assessment process. Therefore, the ability to mitigate IT risks is dependent upon risk assessments and risk analysis. We will assess whether operations and senior management has identified, measured, controlled, and monitored technology to avoid risks that threaten the safety and soundness of your institution. We will assess that you have; planned for use of technology, assessed the risk associated with technology, decided how to implement the technology, and established a formal process to measure and monitor risk that is taken on. We will assess that you have:
- An effective planning process that aligns IT and business objectives;
- An ongoing risk assessment process that evaluates the environment and potential changes;
- ·Technology implementation procedures that include appropriate controls; and Measurement and monitoring efforts that effectively identify ways to manage risk exposure.